Abhishek Mittal

Abhishek Mittal is the vice president of data and operational excellence for Wolters Kluwer Governance, Risk & Compliance division. He is responsible for driving business transformation and new product innovation by embedding data-driven decision-making in core operational processes.

Under Abhishek’s leadership, his team has enabled the creation and transformation of the fulfillment and compliance centers of excellence within Wolters Kluwer. Most recently, his team is taking a lead role in creating artificial intelligence models and embedding them in core applications as well as in new product extensions related to regulatory change management, impact analysis, legal bill review and regulatory reporting data products.

Prior to joining Wolters Kluwer in 2012, Abhishek held a variety of management roles at American Express, where he led risk management teams for the small business portfolio. Abhishek earned his Master’s degree in Management from IIT Bombay and has a Bachelor’s in Computer Science & Engineering.

2021 Talk: Re-Imagining Regulatory Obligation Management

As part of this presentation, attendees will learn about the following:

  • Content Enrichment: Development and deployment of a 5-stage taxonomy. Applying the taxonomy to tag regulations and classify them for improved discovery & work assignment.
  • Smart Authoring: Leveraging advanced NLP and ML techniques to learn from the past content authoring for identification of key requirements and faster & complete authoring.
  • Obligation Graph: Finally linking regulatory obligations to products, process, functional area, topics and raw citation text. This enables end-end audit trail and linkage of policies to regulatory requirements enabling financial institutions to meet their regulatory compliance